Senior Auditor (50000142)

## Job Purpose - Perform audit activities as a team lead or audit team member depending on the size and complexity of the audit - Assist the line manager in performing the functions, duties and management roles in the internal audit unit as assigned. ## Key Accountabilities (1) 1. Execute a comprehensive audit plan aligned with the organisation's strategic objectives and regulatory expectations  to ensure quality, timeliness, and effectiveness regarding operations of the responsible units/departments/individuals: - Assess the materiality and risk managment of key actitivities, processes, units to timely update the audit risk profile and submit audit plan based on in-deep knowledge of audit methodology; internal control frameworks; profound risk management and analytical reports. - Assess the adequacy and effectiveness of policies, procedures, controls, and operational risk mitigation strategies based on good knowledge of audit methodologies, fully understanding of company regulation, legal framwork, internal regulation. - Conduct thorough and independent audits of Techcom Life's operations, including sales, underwriting, policy issuance, policy administration, claims, agency management, agent commission calculations, product development and management, investment, financial reporting, etc., based on knowledge of audit methodology, risk management, financial reporting, analytical skills, data processing skills, risk on technology/data-related, etc. - Perform root cause analysis for audit findings based on assessing the company's risk management and internal control and the impact of these isssues on the company's operational efficiency and regulatory compliance which requires the problem solving skill, analytical thinking , and operational risk management experience. ## Key Accountabilities (2) 2. Perform the supervision activities:  - Perform supervision activities, including: review transactions with related parties under the approval authority of the BOD and General Shareholders Meeting, and report the review results to the Head of Internal Audit; monitor the compliance with legal regulations, internal regulations in the governance and operations of individuals and departments within Techcom Life; inspect accounting records, other documents, and management activities of Techcom Life when deemed necessary or upon request from the General Shareholders Meeting, the Board of Directors, major shareholders, or shareholder groups, etc., based on the following skills and knowledge:  (i) knowledge of financial Statements reportting to analyse balance sheets, income statements, and other financial documents...  (ii) Data analytics skill to implement data-driven audit approaches to identify trends, patterns, and anomalies.  (iii) Regulation and laws knowledge to updated on regulatory changes and industry best practices in internal controls, risk management, and audit timely provide recomendations (if any) - Monitor the implementation of remedial actions for risks, issues, non-compliance, and risk management and recommendations of external state agencies, independent auditors, etc. ## Key Accountabilities (3) 3. Assist the Head to proactively research, train, and propose measures/solutions (on human resources, models, methods, tools...) to fully, promptly, and effectively carry out auditing and supervision activities and participate in developing, amending, and supplementing internal regulations related to the activities of the BOS and Internal Audit under the law. - Ensure adherence to audit methodologies, standards, and quality control procedures - Propose tools, solutions, and methodologies related to data analytics and automation to improve audit efficiency and effectiveness. - Automate audit processes and reporting to increase efficiency. 4. Perform other appropriate functions and responsibilities according to the law, internal regulations, direction, authorization/delegation of power/responsibilities assignment of competent authorities. ## Key Relationships - Direct Manager Head of Internal Audit ## Key Relationships - Direct Reports ## Key Relationships - Internal Stakeholders Internal Divisions/units/subsidiaries related to the functions, tasks stipulated by BOS and as assignedp>  ## Key Relationships - External Stakeholders State agencies/authorities - MOF, Government inspection; Independent auditors, consulting units,...releated to the functions, tasks stipulated by BOS and as assigned including but not limited to: - State management agencies upon request; - Independent Auditing Firms; The consulting company/organization is hired to support the implementation of the Internal Audit's duties; - Companies/organizations of association nature, professions in the field of insurance, banking, finance, accounting, auditing ## Success Profile - Qualification and Experiences Domain expertise: - Relevant work experience (years): 8 years and above of relevant experience in insurance, risk management, audit, statistical analysis.  - English: meet the company's requirement - Having experience in international firms (Big 4, foreign financial institutions...) Qualifications: 1. A bachelor degree or higher in economics, banking & finances, business administration, law, accounting, auditing and have basic knowledge in information technology & Data; 2. Preference will be given to candidates holding professional certifications in Accounting, Auditing, Insurance, etc. (e.g., CPA, ACCA, CIA, CFA, LOMA...).